On November 8, Jinshi Data reported that on November 8, the Shenzhen Stock Exchange issued a regulatory letter to CITIC Securities, adopting written warnings as regulatory measures, due to its failure to supervise the issuer to accurately and fully disclose the significant equity transfer of the controlling shareholder during the process of appointing Hao Jida as the project sponsor, and the inadequate execution of the verification procedures for identifying the actual controller and the stability of control rights of the issuer.
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CITIC Securities receives written warning from Shenzhen Stock Exchange
On November 8, Jinshi Data reported that on November 8, the Shenzhen Stock Exchange issued a regulatory letter to CITIC Securities, adopting written warnings as regulatory measures, due to its failure to supervise the issuer to accurately and fully disclose the significant equity transfer of the controlling shareholder during the process of appointing Hao Jida as the project sponsor, and the inadequate execution of the verification procedures for identifying the actual controller and the stability of control rights of the issuer.